Job description

1. Ensuring that the compliance program effectively prevents and/or detects violations of law, regulations and bank policies.

2. Regularly reviewing the compliance program and recommending appropriate revisions and modifications.

3. Developing, implementing, and performing monitoring procedures to periodically test the effectiveness of compliance-related controls to ensure they are capable of preventing and detecting significant instances of non-compliance. Reports of monitoring activities are to be reported to the Compliance Committee.

4. Tracking and overseeing the follow-up and, as applicable, resolution to compliance-related issues generated from regulatory examinations, audits, or internal monitoring procedures.

5. Developing productive working relationships with all levels of management to ensure employees have the requisite training, information, and knowledge of regulatory issues and requirements to carry out their responsibilities in a lawful and ethical manner.

6. Report to the Compliance Committee at its regular meetings, or as otherwise necessary, on any significant compliance issues to ensure appropriate discussion of such compliance issues and to ensure that appropriate action is taken.

7. Working with the Chief Risk Officer to provide periodic and annual compliance program reports to the Audit & Compliance Committee and/or the Board of Directors

8. Adheres to all company policies and procedures, as well as all applicable banking rules, regulations and laws (including BSA/AML).

9. Performs other duties/tasks as necessary/assigned, which may include providing assistance and support to other bank personnel, functions, or areas.

Job Type: Full-time

Pay: From $108,000.00 per year

Benefits:

• 401(k)
• 401(k) matching
• Dental insurance
• Health insurance
• Paid time off
• Vision insurance

Physical setting:

• Office

Schedule:

• Monday to Friday

Supplemental pay types:

• Bonus pay

Ability to commute/relocate:

• La Puente, CA 91746: Reliably commute or planning to relocate before starting work (Required)

Experience:

• Regulatory reporting: 6 years (Required)
• Compliance management: 6 years (Required)
• Bank Secrecy Act: 6 years (Preferred)

Work Location: In person

offroadmanagementgroup.com is the go-to platform for job seekers looking for the best job postings from around the web. With a focus on quality, the platform guarantees that all job postings are from reliable sources and are up-to-date. It also offers a variety of tools to help users find the perfect job for them, such as searching by location and filtering by industry. Furthermore, offroadmanagementgroup.com provides helpful resources like resume tips and career advice to give job seekers an edge in their search. With its commitment to quality and user-friendliness, offroadmanagementgroup.com is the ideal place to find your next job.